Trimegah Sekuritas Indonesia
Trimegah Sekuritas Indonesia

Compliance Officer  

Trimegah Sekuritas Indonesia

 
  • South Jakarta, Indonesia
    18th & 19th Artha Graha Building, South Jakarta, Jakarta, Indonesia
    South Jakarta
    Jakarta
    Indonesia
    Indonesia
  • Full timeFULL_TIME

Expired 5 years ago

2019-06-07T17:00:00+00:00
Job closed.

Job Description

  • Monitoring, reviewing, and enforcing policies and procedures to comply with applicable regulations
  • Assist regulators, auditors, compliance personnel and business unit management with regulatory exams and inquiries
  • Develop, implement, and administer the firm’s Anti-Money Laundering Program.
  • Responsible for directing, developing, implementing and maintaining compliance monitoring, risk assessments, reporting, testing, tracking and applying regulatory priorities as well as industry best practices.
  • Promote and enhance a culture that encourages ethical conduct and a commitment to compliance with applicable laws and regulations.
  • Provide compliance support for new product or new business initiatives.
  • Integrate industry benchmarking and best practices through ongoing research, education and industry affiliations.
  • Identify, evaluate and escalate regulatory risks and regulatory breached findings

Minimum Qualifications

  • Strong analytical and planning skills;
  • Good communication and presentation skills;
  • Excellent problem-solving skills;
  • Law School Graduate will be preferred
  • Knowledge of securities company products and regulatory landscape for broker-dealers will be preferred.
  • WPPE/WPEE/WMI licenses will be preferred

Perks and Benefits

  • Paid HolidaysPaid Holidays
  • Paid Vacation LeavePaid Vacation Leave
  • Paid Sick LeavePaid Sick Leave
  • Paid Bereavement/Family LeavePaid Bereavement/Family Leave
  • Maternity & Paternity LeaveMaternity & Paternity Leave
  • Medical / Health InsuranceMedical / Health Insurance
  • Medical, Prescription, Dental, or Vision PlansMedical, Prescription, Dental, or Vision Plans

Required Skills

  • Persuasion and Negotiation
  • MS Office
  • Complex Problem-Solving
  • Judgement and Decision Making
  • Attention to Detail
  • Time Management
  • Monitoring and Evaluation

Jobs Summary

Job Level
Entry Level / Junior, Apprentice
Job Category
Legal
Educational Requirement
Bachelor's degree graduate
Recruiter response to application
Sometimes
Office Address
18th & 19th Artha Graha Building
Industry
Financial Services
Vacancy
1 opening
Website
http://www.trimegah.com/

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About Trimegah Sekuritas Indonesia

Established in May 1990, PT Trimegah Sekuritas Indonesia Tbk (previously PT Trimegah Securities Tbk) earned its Broker-dealer license and Underwriting license from Capital Market Supervisory Board (Bapepam) in 1992 and 1993. On January 31, 2000 the Company listed its shares at PT Bursa Efek Jakarta (the Jakarta Stock Exchange, now PT Bursa Efek Indonesia – Indonesia Stock Exchange) with stock code “TRIM”.

Now PT Trimegah Sekuritas Indonesia Tbk has 3 business units and 1 subsidiary. Equity Capital Markets (ECM) Division provides equity brokerage service, including online trading, for retail and institutional clients, and margin lending facility. Debt Capital Markets (DCM) Division facilitates government bond transactions, including Retail Government Bond, Retail Sharia Government Bond, and corporate bonds. Investment Banking (IB) Division provides bonds and equity underwriting service as well as financial advisory, including merger & acquisition, divestment, valuation, due diligence, corporate restructuring and financing. To complete our services, in April 2014, PT Trimegah Sekuritas Indonesia Tbk also acts as Mutual Funds Sellling Agent.

On January 31, 2011, PT Trimegah Asset Management as subsidiary of PT Trimegah Sekuritas Indonesia Tbk, earned its Business License as Investment Management Company.

PT Trimegah Asset Management provides a variety of investment products for all asset classes consisting of equity, balanced, fixed income and money market funds tailored to the needs of clients, from individuals, corporations, financial institutions to pension funds, to achieve an optimum return in the long-term investment.

Our more integrated products and services are served through 14 branch offices in 12 major cities throughout Indonesia. The Company is committed to information technology development to increase the quality of service.

Mission

Educate and create wealth for the community through unique and professional Investment Experience.

Vision

Be the most preferred destination for financial services in the region.

Corporate Values

Forward Thinkers
Excellence or Nothing
People Focused
Informed Perspective

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